从Bartholomews Agri Food-v-Thornton案看竞业限制


《天下无贼》中,黎叔说过一句放之四海而皆准的话,“二十一世纪什么最贵?人才!” 人才绝对是个稀缺资源,但只有站在自家的队伍里的才叫人才,跑到了对头的队伍里的那叫敌人。于是,东家们往往采用“竞业限制”(non-competition 或restraint of trade)条款或协议来约束“知己”的人才不往彼方的营帐里跑。
偶得两个2016年英国案例,觉得有意思,特采摘出来与大家共赏析。
Bartholomews Agri Food-v-Thornton之事实概要
在Bartholomews Agri Food-v-Thornton [2016] IRLR 432一案(下称“B案”)中,Thornton于1997年以实习农学家身份入职公司,开始了其漫长的工作生涯。雇佣肇始,公司向其发出了雇佣合同,里面包括一项不竞争(non-competition)条款,即“雇员在其劳动合同终止后的六个月内,不得在本公司的业务区域内受雇于公司的竞争对手,从事与本公司相竞争的工作,或向公司的客户供应类似性质的货物或提供类似性质的服务…” 末了,雇佣合同里面还加了一个条款,如果在雇佣合同终止后的六个月内出现Thornton与公司想竞争的情形,只要Thornton遵守竞业限制的条款,公司会支付他一定对价。
Thornton为公司工作18年后,于2015年12月开始为公司的竞争对手服务。老东家一气之下诉诸公堂,要求Thornton履行其竞业限制的承诺。
◆◆◆ 中国法律框架下的试分析 ◆◆◆
中国法律语境下,竞业限制的相关规定主要见于《劳动合同法》及《最高人民法院关于审理劳动争议案件适用法律若干问题的解释(四)》,比如,对负有保密义务的劳动者,用人单位可以在劳动合同或保密协议中约定竞业限制条款,并约定在解除或者终止劳动合同后,在竞业限制期限内按月给予劳动者经济补偿。如因用人单位的原因导致三个月未支付经济补偿,劳动者可请求法院解除竞业限制约定。
在B案中,我们可能会更多地关注Thornton是否是负有保密义务的适格主体,以及用人单位是否支付了相应的经济补偿等等。但英国高等法院的判决却让我们眼前一亮。
◆◆◆ 英国法院的判决 ◆◆◆
法院认为,公司无权依据不竞争(non-competition)条款来限制Thornton,因为该条款属于不合理的竞业限制,故而不能强制执行。法院认为不可强制执行的理由如下:
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该等竞业限制承诺的合理性和可强制执行性应在1997年签订合同时就应予以考虑。那时候的Thornton只是一名实习生,之前并无行业经验或与客户接触的经历。法院认为,在那个时候要求Thornton作出竞业限制的承诺是不合适或不可强制执行的。即使后来Thornton步步走向高层,也不能改变他在那一年作作承诺的不合适或不可执行。法院认为,应站在竞业限制承诺设置时的时点来考虑竞业限制承诺是否具有可强制执行性。
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法院还认为,这些竞业限制的承诺宽泛得不太合理,限制了Thornton在雇佣合同终止后与公司的任何客户进行交易。根据相关证据,Thornton接触的客户只代表了公司2%的营业收入,因此,限制他与之前没有直接接触过的98%进行接触是不合理的。
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公司主张,雇佣合同里有类似“如果出现Thornton在雇佣合同终止后的六个月内与公司竞争的情形,只要他遵守竞业限制的条款,公司会支付他一定的对价”的条款,因此,该等竞业限制是合理的。然而,法院则认为,雇主“买断”竞业限制(restraint of trade)的行为,有违公共政策,因此是无效的!
由此可见,英国法院主要是从“合理性”的角度来看待竞业限制条款的,即reasonably necessary for the proper protection of the protectable interest.
◆◆◆Pickwell & Nicholls v Pro Cam CP Ltd◆◆◆
本来以为事情就这么到此为止了。然而,在随后的Pickwell & Nicholls v Pro Cam CP Ltd[2016] EWHC 1304 (QB)案件(下称“P案”)中,原告Pickwell 和 Nicholls的律师就援引了上述B案,但是法官认为,在签合同的时候各方都心知肚明,实习期只是短暂的初始阶段,假以时日原告将会羽翼丰满成为农学家,在公司Pro Cam那里会有长期的未来。这里面有个背景是,公司在任的几位农学家在未来三年内会陆续退休,他们对原告有所栽培和希冀。
B案和P案为何如此迥异?有评论说,那是因为B案涉及的竞业限制条款写得没P案的好。其实不无道理,因为B案的法官也说"… it was simply not reasonably necessary for the protection of the customer connection for Bartholomews to have imposed such a wide ranging covenant on the Respondent. If the clause had provided that the Respondent could not, for 6 months, deal with or solicit customers with whom he had dealt for a period of time before the termination of his employment that would have been sufficient."(笔者译:Bartholomews对被告设置了如此宽泛的承诺来保护其所谓的客户关系根本就无合理必要性。如果条款约定在6个月内被告不能交往或招徕其在雇佣协议终止之前打过交道的客户,这就足够了)
◆◆Restrictive covenants条款之赏析◆◆
B案所涉限制性条款
10. COMPANY CONFIDENTIALITY
Employees should not, during the continuance of their employment, or at any time thereafter, divulge any of the details of the business rf trade information relating to Bartholomews (Holdings) Ltd or any subsidiary Company, acquired during their employmentbyt the Company, or any person, firm, or other organisation.
10.2 PROTECTION OF KNOWLEDGE ACQUIRED DUE TO THE COMPANY'S SPECIALISED BUSINESS
Employees shall not, for a period of six months immediately following the termination of their employment be engaged on work, supplying goods or services of a similar nature which compete with the Company to the Company's customers, with a trade competitor within the Company's trading area, (which is West and East Sussex, Kent, Hampshire, Wiltshire and Dorset) or on their won account without prior approval from the Company. In this unlikely event, the employee's full benefits will be paid during this period."
◆◆◆ P案所涉限制性条款 ◆◆◆
"You will not from the date of termination of your employment either on your own account (whether directly or indirectly) or as a representative employee, partner, director, financier, shareholder or agent of any other person, firm, company or organisation:- …
… for a period of 6 months have any dealings in the sale or supply of any relevant goods or services to any relevant customer …[the 'non-dealing' covenant]
… for a period of 6 months canvass or solicit order for any relevant goods or services from any relevant customer …." [the 'non-solicitation' covenant]
"… 'relevant goods or services' are goods or services which are the same as or of a similar kind to those which in the period of 12 months before termination of your employment have been dealt in or supplied by you in the course of your duties for the Company or group company
… 'relevant customer' means any person, firm, company or organisation with whom you have dealt in the period of 12 months before the termination of your employment and who as a result of your dealings has bought goods or services from or been supplied with goods or services by the Company or any Group company."
◆◆◆ 文献参考 ◆◆◆
Bartholomews Agri Food-v-Thornton [2016] IRLR 432的判决书原文见http://www.bailii.org/ew/cases/EWHC/QB/2016/648.html
Pickwell & Nicholls v Pro Cam CP Ltd[2016] EWHC 1304 (QB)的判决书原文详见http://www.bailii.org/cgi-bin/format.cgi?doc=/ew/cases/EWHC/QB/2016/1304.html&query=(2016])+AND+(EWHC)+AND+(1304)+AND+((QB)